Law of Financial Services (11573.2)
|Available teaching periods||Delivery mode||Location|
|View teaching periods|| Flexible
|| UC - Canberra, Bruce
|0.125||3||Faculty Of Business, Government & Law|
|Discipline||Study level||HECS Bands|
|Canberra Law School||Level 2 - Undergraduate Intermediate Unit|| Band 4 2021 (Commenced After 1 Jan 2021)
Band 4 2021 (Commenced After 1 Jan Social Work_Exclude 0905)
Band 5 2021 (Commenced Before 1 Jan 2021)
Learning outcomesUpon successful completion of this unit, students will be able to:
1. Understand the statutory and case law principles of the Australian Law of Financial Services;
2. Analyse and evaluate the application of the law in reported regulatory proceedings and in case studies drawn from Royal Commission hearlngs; and
3. Apply knowledge and skills with initiative and judgement to solve problems and make decisions relating to professional practice.
Graduate attributes1. UC graduates are professional - communicate effectively
1. UC graduates are professional - display initiative and drive, and use their organisation skills to plan and manage their workload
1. UC graduates are professional - employ up-to-date and relevant knowledge and skills
1. UC graduates are professional - communicate effectively
2. UC graduates are global citizens - adopt an informed and balanced approach across professional and international boundaries
2. UC graduates are global citizens - behave ethically and sustainably in their professional and personal lives
2. UC graduates are global citizens - communicate effectively in diverse cultural and social settings
2. UC graduates are global citizens - think globally about issues in their profession
3. UC graduates are lifelong learners - adapt to complexity, ambiguity and change by being flexible and keen to engage with new ideas
Prerequisites11220 Business Law OR 11251 Foundations of Law and Justice
|Year||Location||Teaching period||Teaching start date||Delivery mode||Unit convener|
|2022||UC - Canberra, Bruce||Semester 1||07 February 2022||Flexible||Dr Geoff Nicoll|
Lists of required texts/readings
- Corporations Act 2001 (Cth) (Butterworths, 2022)
- Melissa Naylor, Law of Investments and Financial Markets (Thomson Reuters, 3rd ed, 2019).
- Ashley Black and Pamela Hanrahan, Securities and Financial Services Law (LexisNexis Butterworths, 10th ed, 2021)
Please note that both prescribed texts and the recommended text will be available to students through the UC Library's Short Loan system. The recommended text (Authors: Ashley Black and Pamela Hanrahan) provides students with more detailed reference material than is generally required for the purposes of this unit, but it does provide a detailed commentary on the findings of the Banking Royal Commission (2018) and is a very authoritative resource. Students will need constant access throughout the semester to a current copy of the relevant legislation above (i.e. the Corporations Act 2001 (Cth)). Please note also that in the first weeks of this unit additional materials will be provided to students by the lecturer via Canvas.
Otherwise, unit readings and resources may be found by going to http://webpac.canberra.edu.au/screens/unitbooklist.html (for print materials) and https://docutek.canberra.edu.au/eres/courseindex.aspx?error=&page=search(for electronic materials) where these have been provided. You may also access http://www.canberra.edu.au/library/research-gateway/databases.
Inclusion and engagement
Attendance for face to face students is expected for programmed activities. Contributions to face to face activities are an important measure for assessment of participation in this unit. The onus is upon individual students to contact the unit convener if they experience difficulties in participating.
Required IT skills
Required IT skills
Students must be sufficiently capable in the use of computers to undertake legal research on the internet, and to provide written assignments. All students should have e-mail communication with the lecturer and the Faculty. You are also expected to have or gain the ability to use Canvas.
No additional text required
Work placement, internships or practicums
None - Not relevant in this unit
- Where required, further details concerning information in this unit outline will be supplied via the Canvas site for this unit.
- Notices given in class or via Canvas will be deemed to be given to the whole class.
- It is not always practicable for lectures to be recorded. Details of lecture recording will appear in Canvas.
- Your learning in this unit is supported by Canvas. Your use of Canvas can be monitored and reported to the unit convenor.