Risk Management in Financial Institutions (11231.2)
|Available teaching periods||Delivery mode||Location|
|View teaching periods|| Flexible
| UC - Canberra, Bruce
|0.125||3||Faculty Of Business, Government & Law|
|Discipline||Study level||HECS Bands|
|Canberra Business School||Level 2 - Undergraduate Intermediate Unit|| Band 3 2013-2020 (Expires 31 Dec 2020)
Band 4 2021 (Commenced After 1 Jan 2021)
Band 4 2021 (Commenced After 1 Jan Social Work_Exclude 0905)
Band 5 2021 (Commenced Before 1 Jan 2021)
Learning outcomesAfter successful completion of this unit, students will be able to:
1. Discuss the financial and strategic issues regularly addressed by the managers of financial services firms;
2. Understand the process of financial innovation and with the risk management strategies used in the financial services industry;
3. Appraise the various types of risks and ethical challenges faced by financial institutions;
4. Develop a solid understanding and application of the regulatory requirements on financial institutions; and
5. Develop conceptual foundations and analytical skills necessary to operate effectively in the financial services industry.
Graduate attributes1. UC graduates are professional - employ up-to-date and relevant knowledge and skills
1. UC graduates are professional - communicate effectively
1. UC graduates are professional - use creativity, critical thinking, analysis and research skills to solve theoretical and real-world problems
1. UC graduates are professional - work collaboratively as part of a team, negotiate, and resolve conflict
1. UC graduates are professional - display initiative and drive, and use their organisation skills to plan and manage their workload
1. UC graduates are professional - take pride in their professional and personal integrity
2. UC graduates are global citizens - think globally about issues in their profession
2. UC graduates are global citizens - adopt an informed and balanced approach across professional and international boundaries
2. UC graduates are global citizens - understand issues in their profession from the perspective of other cultures
Prerequisites11326 Financial Institutions and Markets.
|Year||Location||Teaching period||Teaching start date||Delivery mode||Unit convener|
|2021||UC - Canberra, Bruce||Semester 2||02 August 2021||Flexible||Prof Milind Sathye|
|2022||UC - Canberra, Bruce||Semester 2||01 August 2022||On-Campus||Prof Milind Sathye|
Lange, Helen; Saunders, Anthony; Cornett, Marcia Millon, 2015, Financial Institutions Management, 4th Edition, McGraw Hill, Sydney, Australia. The book is available at the Co-Op. bookstore.
Submission of assessment items
Extensions & Late submissions
Where possible, all assessment items will be submitted online via the teaching site in UCLearn. The first page of each assessment item should include the following information:
- Student ID number:
- Assessment Name:
- Word Count (if applicable):
Assessment items must be submitted to the assignment area in the unit's UCLearn site, relating to that piece of assessment. It is the student's responsibility to upload the correct and corresponding draft or assessment item, to the right submission section.
Late submissions will only be accepted for a limited period. If more than one late submission is made within that period, only the first late submission will be accepted for marking and may be subject to penalties as detailed in the Assessment Procedures.
Students can apply for an extension to the submission due date for an assessment item through extenuating, evidenced circumstances (specific details are found in the Assessment Procedures). Extensions must be applied for before the due date. Documentary evidence (e.g. medical certificate) will be expected for an extension to be granted, however this will not guarantee that the application will be successful. The Unit Convener or relevant Program Director will decide whether to grant an extension and the length of the extension.
An Assignment Extension form is available from the Student Forms page.
Late submission of assignments without an approved extension will result in a penalty of 5% reduced marks from the total available, per calendar day late. An assignment submitted over 7 days late will not be accepted.
Special assessment requirements
You will obtain a pass or better in this unit if you submit each assessment item, and achieve at least 50 per cent of the total marks for the final examination and obtain a final cumulative mark of at least 50 per cent.
Attendance at classes is not compulsory unless it is a condition of your visa.
Required IT skills
Use of calculators, computer, web searching skills and familiarity with excel spreadsheet modelling is required.
Work placement, internships or practicums