Financial Plans & Risk Management (9986.1)
|Level:||Undergraduate Third Year Level|
|HECS Bands:||2, 3|
|Faculty:||Faculty of Business, Government & Law|
|Discipline:||School of Information Systems & Accounting|
To view your Unit Outline, click View to log in to MyUC and access this information, or visit your unit's online teaching site.
- Semester 2, 2018, ON-CAMPUS, BRUCE (179571) - View
- Semester 2, 2017, ON-CAMPUS, BRUCE (167360) - View
- Semester 2, 2016, ON-CAMPUS, BRUCE (150844) - View
- Semester 2, 2015, ON-CAMPUS, BRUCE (149563) - View
If a link to your Unit Outline is not displayed, please check back later. Unit Outlines are generally published by Week One of the relevant teaching period.
The unit aims to provide students with the knowledge and skills to prepare a best practice Statement of Advice, as well as implement and review recommendations made to clients. Students will have an understanding of the ethical, legal and professional requirements of providing comprehensive financial advice and be able to demonstrate effective client communication skills, conduct client and product research, and develop strategies for clients with unique needs. The unit provides a thorough understanding of risk management strategies including life and general insurance. This unit is designed to meet the Australian Securities and Investments Commission requirements for knowledge, skills and integrity at an appropriate educational level relative to the types of activities graduates undertake.
On successful completion this unit, students will be able to:
1. Identify specific legal requirements governing the provision of financial advice in Australia and appropriately apply them in the preparation of Statements of Advice;
2. Outline financial planning processes and construct effective financial plans for clients;
3. Demonstrate developing effective communication and professional skills and knowledge to managing client-advisor relationship;
4. Analyse client's situation to identify client's goals and products;
5. Construct effective and efficient investment portfolios to meet client's goals;
6. Set up and evaluate relevant financial strategies, including life, health and general insurance and risk management strategies, and products; and
7. Synthesise relevant information to prepare and present a best practice Statements of Advice.
UC - Canberra, Bruce
- Semester 2, 2018
- Semester 2, 2017
- Semester 2, 2016
- Semester 2, 2015
Thirty nine hours per semester.
Superannuation, Retirement and Estate Planning, 9988, or Strategic Financial Planning, 6564.
Advanced Financial Planning, 6561.
Advanced Financial Planning, 6561.
- 945AA Bachelor of Applied Economics/Bachelor of Commerce
- 818AA Bachelor of Arts in International Studies/Bachelor of Commerce
- 798AA Bachelor of Arts/Bachelor of Commerce
- 762AA Bachelor of Commerce
- 100JA Bachelor of Commerce / Bachelor of Advertising and Marketing Communication
- 231JA Bachelor of Commerce/Bachelor of Communication in Advertising
- 232JA Bachelor of Commerce/Bachelor of Communication in Journalism
- 234JA Bachelor of Commerce/Bachelor of Communication in Media and Public Affairs
- 233JA Bachelor of Commerce/Bachelor of Communication in Public Relations
- 281JA Bachelor of Commerce/Bachelor of Event and Tourism Management
- 810AA Bachelor of Commerce/Bachelor of Laws
- 811AA Bachelor of Commerce/Bachelor of Tourism Management
- 112JA Bachelor of Education/Bachelor of Commerce
- 184JA Bachelor of Finance
- 815AA Bachelor of Information Technology/Bachelor of Commerce
- 147JA Bachelor of Politics and International Relations/Bachelor of Commerce